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Raymond James & Associates Recruits Team From UBS In Maine
Eliane Chavagnon
1 August 2014
Financial advisors Matthew Rogers and Mark Norton have joined , the traditional employee broker-dealer of Raymond James, in Portland, ME. The Rogers Norton Wealth Management Group joins from UBS Financial Services in Portland, where they managed more than $200 million in client assets and had annual fees and commissions of about $1.9 million. Rogers began his career in 1991 at Fidelity Brokerage Services before becoming a financial advisor at Prudential Securities in New York. He joined UBS Financial Services in 1996, working as a senior vice president and senior portfolio manager in Portland. Norton, vice president of investments, began his 12-year financial services career as a quality analyst for J&W Seligman in 2002. He joined UBS Financial Services in 2006, where he worked as a branch analyst, vice president and portfolio manager in Portland. Joining the team from UBS Financial Services is Adele Jacques, a senior registered sales associate. The team specializes in managing family endowments and developing multi-generational financial plans.